Career
Legal Counsel, FICC & Derivatives
Hong Kong, Hong Kong
About our client: - Top Chinese securities firm Location: - Hong Kong Responsibilities: - Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks, and internal policies. - Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products. - Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise on implementation. - Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives). - Design and deliver compliance training for trading teams on conduct risk, best execution, and market abuse regulations. Requirements: - LLB/JD or Master’s degree in Law, Finance, or a related quantitative field. Admission to the Hong Kong Bar or equivalent common law jurisdiction (preferred). - 3+ years of legal/compliance experience in fixed income, derivatives, or investment banking, preferably within a buy-side institution. - Strong analytical skills with the ability to interpret complex legal/regulatory texts. - Excellent communication skills, critical thinking, and ability to perform under pressure. - Speak Mandarin and English.
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