About our client:
- Top Chinese securities firm
Location:
- Hong Kong
Responsibilities:
- Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks, and internal policies.
- Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products.
- Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise on implementation.
- Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives).
- Design and deliver compliance training for trading teams on conduct risk, best execution, and market abuse regulations.
Requirements:
- LLB/JD or Master’s degree in Law, Finance, or a related quantitative field. Admission to the Hong Kong Bar or equivalent common law jurisdiction (preferred).
- 3+ years of legal/compliance experience in fixed income, derivatives, or investment banking, preferably within a buy-side institution.
- Strong analytical skills with the ability to interpret complex legal/regulatory texts.
- Excellent communication skills, critical thinking, and ability to perform under pressure.
- Speak Mandarin and English.