Career
Futures and Securities Settlement Senior Officer
Hong Kong, Hong Kong
Futures and Securities Settlement Senior Officer - Operations and Settlement Department About our client: - A well-known Chinese Securities firm Location: - Hong Kong Responsibilities: - Process and confirm futures contracts accurately and in a timely manner. - Reconcile trade discrepancies and resolve settlement issues. - Maintain accurate records of all transactions with Exchanges and Brokers. - Responsible for activities including securities settlement, corporate actions, client fund transfers, IPOs, placements, stock repos, and SBL (Securities Borrowing and Lending). - Handle corporate actions for HK equities, US equities, JP equities, and SG equities. - Collaborate with trading, compliance, and risk management teams to ensure regulatory adherence. - Generate and analyze reports on settlement activities. - Assist in the development and implementation of settlement procedures and controls. - Respond to inquiries from clients and internal teams regarding futures settlements. - Ensure segregation of client money. - Participate in settlement system implementation. - Participate in User Acceptance Testing (UAT). Pre-requisites: - College degree or above in Business Administration or related disciplines. - Strong understanding of futures and securities markets and settlement processes. - Strong leadership and organizational skills. - Proficiency in relevant software/tools (e.g., Excel, settlement platforms). - Excellent analytical and problem-solving skills. - Strong attention to detail and ability to manage multiple tasks. - Effective communication skills, both written and verbal. - Willingness to work shift duty/holiday shifts and overtime when required. - Candidates with more experience will be considered for the Manager position. - Minimum 3 years of experience in Operations or Settlement, including type 1 stocks settlement and type 2 global futures settlement experience. - Fluency in written English and Chinese, and spoken English, Cantonese, and Putonghua. - System requirements: Esunny, CCMS, DCASS, Bloomberg, Hundsun, CCASS.
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