Career
Compliance
Hong Kong, Hong Kong
About our client: A multi family office. Location: Hong Kong BAU Responsibilities (Hong Kong): -Account opening: support timely manner in review of newly submitted client KYC approvalfor account opening. Adhere best effort basis to agreed service standard in terms of timing andfeedback/response; -AML/CFT: ensure proper implementation and smooth operation of following AML/CFTcontrols in Hong Kong; -Non-AML/CFT: ensure proper implementation and smooth operation of following internal controls in Hong Kong;Provide timely and quality advisory services on regulatory compliance matters (e.g.,cross-border activities, licensing, regulatory compliance and reporting); -Ensure timely reporting to SFC or other regulatory bodies in Hong Kong (for regulatoryreporting e.g., quarterly/annual financial reporting, surveys etc, particulars update byshareholders/directors/RNFs.); -Ensure proper implementation of requirements relating to BCP, Outsourcing, Gifts &Entertainment, Data Privacy; -Review and update the risk assessment process to identify emerging risks, such as thoserelated to new products, services, or business activities; -Provide necessary Compliance training (including Induction and refresher trainings); -Timely follow-up and completion of all other tasks as assigned by the Group Head of Risk &Compliance Overseas Responsibilities: -Support Group Head of Risk & Compliance by participating and provide advice in group. Singapore and Dubai's Compliance governance meetings where applicable. Job requirements: - Bachelor’s degree in Law, Business Administration, Finance, or a related field; professional compliance certification (e.g., CCEP, CRCM) is a plus. - Minimum of 3 years’ experience in a compliance role, preferably within the technology or asset management sector. - Strong knowledge of relevant laws, regulations, and industry standards (e.g., SOX, GDPR, ISO). - Excellent analytical, problem-solving, and organizational skills. - Exceptional communication and interpersonal abilities. - High ethical standards and attention to detail. - Ability to work independently and collaboratively in a fast-paced environment. - Proficiency in compliance management software and Microsoft Office Suite. - Proficient in English, Mandarin and Cantonese.
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